
This post is one in a series on Innovating Security Management practices.
According to many standards for control systems, control activities involve proper business process design, information system design, and policy development. Those same standards also suggest that each area be part of a broader and integrated architecture. Auditors typically play outside the system providing feedback to management on their system and controls. So where does “security” play?
When the auditor identified a finding, it is given to the manager must responsible for the defective business practice. The finding is not assigned to the CISO unless the CISO’s business unit was the subject of the audit. Note no touch point yet for “security”.
Those same frameworks also suggest that either Management or Personnel perform the control design and implementations. In my experience, managers know how to manage people and budgets, and drive completion of their “functional” service activity. Unless they are a CISO, they likely don’t know how to properly design their controls. They assign the task to their staff to figure out.
It is no wonder that a recent survey suggests that a wide majority of executives and Board members don’t prioritize recruiting skilled “security” professionals. They don’t use them. Security is some other functional business process and activity, and doesn’t relate to risk management and control integrity, right?
So who is at fault? Someone has to be at fault for this broken control framework!
Management is responsible to ensure that management decisions are based upon quality information and their actions evolve quality information and communication. So bottom line, this is a “quality control” issue. Time for a title change?
When most reputable standards are fully implemented, information and communication must flow through security staff and certified technology. Problem is, most organizations are not at that stage of maturity. So how do we get there?
In my opinion, it all comes down to maturity. All key roles including Audit must recognize the maturity of the business and prioritize the appropriate entity level controls to:
- Establish a security-centric quality control SME
- Ensure they (and their respective organization) is plugged into the management decisions going forward.
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